Our client is a leading Investment business who have a very good opportunity for someone to work within their paraplanning team.
Request and obtain all necessary information and undertake financial analysis to enable financial reports to be produced for the Adviser.
Undertake research to allow the Adviser to identify suitable solutions to meet the client's needs.
Prepare information/comparisons for analysis by the Adviser.
Request and obtain application forms and other associated paperwork.
Ensure appropriate data is accurately recorded on Company back-office system(s) and updated in line with Company procedures.
On-going servicing of clients as and when required.
Understand, follow and demonstrate compliance with all relevant internal and external rules, regulations and procedures that apply to the conduct of the business. Follow principles and rules of the Financial Conduct Authority (FCA) and the internal requirements set out in the Compliance Manual, local and Group Compliance and Risk policies.
To ensure adherence to Department's and Company procedures and Department's Key Performance Indicators (KPIs).
Diploma in Financial Planning (CII) - Level 4 or Diploma in Financial Planning